The Benefits of Using a Solo 401k: 5 Reasons Why You Should Consider It | Mark J Kohler

by | Dec 3, 2023 | 401k | 38 comments

The Benefits of Using a Solo 401k: 5 Reasons Why You Should Consider It | Mark J Kohler




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Solo 401k – 5 Reasons Why You SHOULD Use the Solo 401k

As a self-employed individual or small business owner, planning for your retirement can often fall to the wayside as you focus on managing and growing your business. However, it’s essential to prioritize saving for your future, and one excellent option to consider is the Solo 401k.

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The Solo 401k is a retirement savings plan designed for self-employed individuals and small business owners, offering unique benefits that make it an attractive option for retirement savings. If you’re debating whether the Solo 401k is the right choice for you, here are five reasons why you should consider using this retirement plan.

1. High Contribution Limits
One of the significant advantages of the Solo 401k is its high contribution limits, allowing you to save more for retirement compared to other retirement plans. In 2021, you can contribute up to $58,000 per year, including both employer and employee contributions. For individuals aged 50 or older, an additional catch-up contribution of $6,500 is allowed, enabling you to maximize your retirement savings potential and reduce your taxable income.

2. Tax Advantages
Contributions to a Solo 401k are tax-deductible, reducing your taxable income and lowering your annual tax liability. Additionally, the funds in your Solo 401k grow tax-deferred, meaning you won’t pay taxes on the investment gains until you make withdrawals during retirement. By taking advantage of the tax benefits offered by the Solo 401k, you can keep more of your hard-earned money and potentially grow your retirement savings more effectively.

3. Flexibility and Control
With a Solo 401k, you have the flexibility to choose from a wide range of investment options, including stocks, bonds, mutual funds, real estate, and more. This flexibility allows you to create a diversified retirement portfolio tailored to your risk tolerance and investment goals. Moreover, as the plan participant, you have full control over how your retirement funds are invested, empowering you to make investment decisions that align with your financial objectives.

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4. Ability to Borrow from Your Plan
In times of financial need, the Solo 401k offers the option to borrow from your plan balance. You can borrow up to $50,000 or 50% of your account value, whichever is less, and use the funds for any purpose without penalties or taxes. This feature provides a valuable source of liquidity and financial security, especially during unexpected emergencies or significant life events.

5. Retirement Savings and Tax Planning Tool
Beyond the obvious benefits of saving for retirement, the Solo 401k can also serve as a powerful tax planning tool for self-employed individuals and small business owners. By strategically managing your contributions and investment income, you can optimize your tax strategy and potentially reduce your tax burden. Furthermore, the Solo 401k allows for significant pre-tax contributions, making it an effective tool for lowering your current taxable income and deferring taxes on investment gains.

In conclusion, the Solo 401k offers compelling advantages for self-employed individuals and small business owners seeking to maximize their retirement savings and tax benefits. With its high contribution limits, tax advantages, flexibility, borrowing options, and tax planning benefits, the Solo 401k is a valuable retirement planning tool that can help you achieve your long-term financial goals. Before making any decisions, be sure to consult with a financial advisor or tax professional to determine if the Solo 401k is the right choice for your specific financial situation.

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38 Comments

  1. @diopolanco109

    Do all contributions come from the business account? A bit confused as you wear both hats employer and employee. Thanks

  2. @monicakinson6729

    Hey Mark, I have a s corporation. I used to have a part time employee that worked less than 1,000 hours a year. I created a solo 401K couple years ago. Now, my business is growing and I need to change my part time employee to a full time employee. What do I do with my solo 401K? I had made the maximum contribution the last couple years and I love my solo 401K. My employee won't accept to be a 1099 contractor. Should I create another company to handle the payroll? I just don't want to give up my solo 401K. What do you recommend?

  3. @micart79

    I'm a single member llc no w2 use schedule c. I do dog grooming it's my own business I'm the only worker . I have a business bank account that I use to pay myself by writing myself pay checks. Can I open a solo 401k and contribute to both types employer and employee parts? 2 cpas said I am not considered an employee but one cpa said yes I am both employee and employer.

  4. @FlaschDJ

    I am 68 and self-employed.
    Learning about Solo 401k suggests the following strategy to me.
    Comments will be greatly appreciated.
    ————-
    Business profits + SS + IRA WDs (voluntary or RMD) push me into higher brackets.
    To remain in lower brackets, I’ll make MAGI-reducing contributions to a Solo 401k.
    1)_Is this permissible?
    2)_Is this sensible?
    This strategy seems to afford me fine control of my tax bracket.

  5. @christianmartinez-ox9qh

    Hi Mark, am I able to put my other job's income into my solo 401k? Or only money derived from the business. Thanks a lot for your help Mark.

  6. @anamonroy6521

    Hi Mark, I'm interested in getting a consultation

  7. @sarryibrahim4241

    Thanks for sharing. I'd like to have you on my show; Thinking Like a Bank to talk about Solo 401k. Please let me know if you're open to it. Thank you

  8. @1ofnoother

    What is the "group thing" for small businesses that have a few employees (less than 25)?

  9. @ToddBizCoach

    Do you have a video that explains the discounts available when converting real estate fractions from traditional to Roth?

  10. @alanlajoie7307

    Can you use any bank when setting up a SOLO 401K

  11. @GrandRoofingInc

    I have my solo 401K set up and have been contributing. I have been investing in crypto for a little while. What is the best platform and how to set up the solo 401K trust to invest in cryptocurrencies? Thanks

  12. @emilbatista9067

    You mentioned stocks, if I got it right we're able to invest in individual stocks like apple, home depot etc without being limited to etfs or mutual funds.

  13. @patriciaclark3273

    Great video, Anyway, I count myself as one of the very successful stock traders, this is as a result of the amazing strategy of JOANNA MARIA JERVIS in her Trading platform. I made my first millions from her platform and guess what? She is very honest and trustworthy. I finally got my financial freedom since I started trading with her. she's the only broker I can trust with my money.

  14. @sovereignruler

    Terrific information Mark. Thanks for making complicated information easy to understand.

  15. @nicholasolivas317

    I wonder do I have to be in an S-corp to take advantage of the Solo 401k ?

  16. @fitybux4664

    I've been with my employer for like 5 years. I'm thinking of approaching them and asking them to start a company 401k plan so I can save more for retirement. If they say no, should I ask if they will 1099 my business instead of W-2 me just for the pure purpose of putting all of the income through a Solo 401k? (I think yes, just wondering if there is any downside other than complexity and more money out of my pocket for FICA/SS/etc.)

  17. @imperialchoo5936

    Why do all retrenched CPAs and JDs think they can become Youtube Vloggers? This is nuts. This is YOUTUBE, not BLOOMBERG. Why needs to put money in a collapsing phoney stock market…. are you nuts? You should be on SNL… or appear on Super Bowl. But selling McDonald's or something, NOT 401(K) PLEASE PLEASE PLEASE PLEASE…don't waste your talent!!!

  18. @dinaray2025

    Great information!

  19. @GuitarLover48

    Mark.. Can your 401k setup a new C corp and own it and the business profits flow into the 401k? Dont want a salary just growth from a legit business. Thanks

  20. @christiancalderon3821

    I know the roth ira you can withdraw your money at 591/2 but is for solo ?

  21. @munnybunny

    Mark, one thing, solo 401k is safe, but at some point it also becomes more financially sound to invest into index fund stocks without either 401k, and then just pay capital gains on it. No fees, total control, set tax rate (some people it would even be 0), and can cash it in at any time without 10% penalty.

  22. @maggseb

    Why is it called “Solo” if it is a business? What about contractors with no employees benefits?

  23. @vincentdesapio

    Hi Mark. Great video. I have a small business and I earn only $6,000 a year in it. I already max out my Roth IRA. How much can I put in a Solo 401K and if I set it up with my custodian, Vanguard, will they charge? Thinking about doing it next week. Thanks.

  24. @nato7951

    Thanks for the info…. question…

    I have a good paying full time job and I want to take advantage of the sole 401k because of the self directed aspect. That said, can I run a open up a trading account and consider that my small business (I’ll be loading up on growth/dividend stocks)?

    Thanks,

    Nate

  25. @Annalynn99

    Love your videos!

    My company is a S-Corp. I’m the only full time employee but also pay my kids with a w2 for helping me part time – am I eligible for the solo 401k?

    I’ve been told yes and no. would appreciate if you can give me your thoughts

  26. @seanengland2545

    Hey Mark, I've been freelancing recently, and I'm interested in putting most/all of my earnings into a solo 401k. Do I still need to pay quarterly estimated taxes on income I put into the solo 401k? Thanks!

  27. @salvatorepuccini4261

    Hey Mark! Just as one filing Subchapter S can use a 401k to reduce the "reasonable salary" portion of their income, could one do charitable contributions as well from their personal account instead of the business account to reduce tax liability on that end rather then from the distribution side? Not sure if it's a simple answer, one you've already covered or if it would make a good video topic 🙂

  28. @jenniferw8963

    Is there a way to use Robinhood brokerage account with self directed solo 401k?

  29. @XavierIsraelMatamoros

    Solo Roth 401k question: While investing in single family homes (for example), I as trustee am prohibited from living in any of my investment rental houses. However, let's say at retirement (after 59 1/2) I really want to live in one of the houses. Do I take the distribution of the house in-kind to some other legal entity, such as in an LLC's name (or my name)? Just wonderin

  30. @XavierIsraelMatamoros

    Hi Mark, for those of us who'd like to invest in single family housing rentals (or land) within a Solo 401k, when is it necessary to deed those real estate assets into LLCs first and then buy the LLC in the name of the Solo 401k? I'm confused.

  31. @NATEG01

    Do you have to file a from 5500 if you have a solo 401K?

  32. @Arkata

    If your 401k doesn't match, is it worth it over a ROTH IRA??

  33. @patricktuorto

    Hey Mark,
    I've been looking into a SEP IRA, I read that it's good solution for an independent contractor like myself. What's attractive about it is that I can contribute more money during good year and less during a bad one. Do you think that the SEP IRA is the way to go for freelancers/independent contractors? Thanks in advance!
    -P

  34. @naughtypleasure8712

    Hey man how much money is insured in solo401k? Cash deposit insurance to be specific☝

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