00:00 Greetings and Salutations
06:12
13:41
22:06 Floor broker and the Designated Market Maker
30:21 Exchange Risk
38:54
43:40 CDs versus Money Market
49:06
52:14
54:42 Random withdraws from Variable Annuity are LIFO!

Bring questions about your SIE Exam, Series 6 Exam, Series 7 Exam, Series 63/65/66 Exam, Series 9/10 Exam or Series 24 Exam. Share our weekly community meeting with any test takers you know.

We END each live stream with a drawing for a FREE coaching call or class and START each live stream with debrief from victorious test takers in the previous week. Live chat Q&A in between.

Our weekly community Q& A live stream helps FINRA & NASAA test takers learn more about their exam, ask questions about their exam, hear answers to questions they might not have thought of about their exam. No live stream Q&A is like the last live stream Q&A. Always new and exciting.

Chat with test takers in a similar situation as yours. Great community support, camaraderie, fun, and fellowship. Morale boosts from victorious test takers who pop in from time to time.

The live stream is for all FINRA and NASAA exams. That includes SIE Exam, Series7 Exam, Series 6 Exam, Series 63 Exam, Series 65 Exam, Series 66 Exam, Series 9/10 and Series 24.

Check out our sister reddit communities for SIE and Series 7 for Series 6 Exam for Series 63/65/66 Exams for Series 9/10 and Series 24 Exams for all FINRA/NASAA Exams Weekly Livestream…(read more)

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Q&A for all FINRA/NASAA Exams Weekly Livestream – October 3, 2023

Are you preparing for the upcoming FINRA or NASAA exams? Do you have questions or doubts that need clarification? Look no further! The Q&A for all FINRA/NASAA Exams Weekly Livestream is here to help you out.

Taking place on October 3, 2023, this Livestream event aims to provide comprehensive answers and guidance to aspiring candidates like you. Hosted by industry experts, this platform offers an interactive session where you can ask anything related to the FINRA or NASAA exams, and receive immediate responses.

Preparing for these exams can be a daunting task, especially if you are unsure about certain topics or areas of the syllabus. However, this Livestream is designed to address those uncertainties and provide you with the necessary support you need to excel in your exam.

Throughout the session, knowledgeable speakers will shed light on the most frequently asked questions, clarifying complex concepts and providing helpful insights. You will have the opportunity to gain a deeper understanding of the exam content, format, and strategies to boost your chances of success.

Whether you have inquiries about regulatory obligations, compliance procedures, or investment products, this Livestream is the ideal platform to have them answered. The panel of experts will also discuss practical scenarios and case studies, further enhancing your preparation and problem-solving skills.

The significance of this event lies in the fact that it caters to both FINRA and NASAA exams simultaneously. This means that whether you are focused on the Series 7, Series 66, or any other FINRA or NASAA exam, you can attend this Livestream and benefit from the vast pool of knowledge shared by the industry experts.

To participate in the Q&A for all FINRA/NASAA Exams Weekly Livestream, all you need is an internet connection and a device to stream the event. The Livestream will be hosted on a user-friendly platform, allowing you to ask questions via live chat, and receive quick responses from the panelists.

Additionally, the session will be recorded, ensuring that you have access to the content even after the Livestream is over. This way, you can revisit the session at your convenience to reinforce your understanding and review any topics of concern.

So mark your calendars for October 3, 2023, and prepare to have your queries addressed by industry experts in real-time. This Livestream offers a unique opportunity to gain invaluable insights and make your exam preparation journey smoother and more efficient.

In conclusion, the Q&A for all FINRA/NASAA Exams Weekly Livestream on October 3, 2023, is an essential event for any candidate preparing for these exams. Don’t miss out on this chance to receive expert guidance, clarify your doubts, and boost your chances of success. Register for the Livestream today and take a step towards acing your FINRA/NASAA exams!